Securities

Up-Listing to Senior Exchange

Annual & quarterly reports (Ks & Qs)
New registration statements
Form 8-Ks
Form 10 registration statements
Form S-1 registration statements
S-1 Shelve Registrations
Form 20F International/USA Exchange
Form 211 (Rule 15c2-11 applications)

PIPES Legal documents
Proxy statements
Regulation A, D & S offering Memorandums
Reverse merger guidance (case by case basis)
Legal opinions (144, 504, OTC Disclosures)
Mergers & Acquisitions
Reorganizations & recapitalizations
Shareholder agreements
Blue sky rules and regulations
Broker-Dealer Representation
Form 211 (Rule 15c2-11 applications)
 
 
 Legal Representation to:
 
Hedge Funds
High Net Worth Individuals
Market Makers
Private Companies

Public Companies