Up-Listing Services
Stuck in the OTC Trap?
Up-List and Upgrade....
With today's ever increasing scrutiny on smallcap public companies it is becoming more and more urgent to consider Up-Listing to an SEC reporting company. In addition to dealing with quotes such as..."Buyer Beware" or "Caution... Penny Stock" , OTC companies also experience trouble in raising capital, getting brokerage houses to take stock, or even worse, DTC issues. Bottom-line it's not a good place to grow your company and bring value to your shareholders.
We find that most OTC Pink listed companies either cannot afford the high legal and accounting fees to Up-List or they do not fully understand the legal procedures involved.
Mc Mullen Associates Securities Law Firm not only offers Wall Street Quality Services at lower Prices, but our securities law experience will enable you to up list your Pinksheet company to a higher exchange at the faster pace and lower fees. Our Up-Listing Program is tailored to ensure that your company will receive the best securities legal advice possible and the best course for your company.
Up-Listing to a higher exchange begins with a thorough examination of your company's current and historical operations. After we complete our Due diligence our experienced attorneys will plot the best course and choose the most appropriate method for your company. We work with a number of PCAOB CPA firms that perform Audits needed for Up-Listing.
The Up-Listing process will determine what exchange you best qualify. The higher level exchanges OTCQX, OTCQB, OTCBB, AMEX, NASDAQ, Or NYSE all require a different set of guidelines, assets, and sharehold er base. We will help you determine what exchange your are best suited for and implement the necessary documents, filings, etc..
Legal Processes for Up-Listing Include:
-Form 10 Registration
-S-1 Registration
-15c211 Application
Our highly experienced securities attorneys can help guide you through the best method for your company with a fast and successful outcome.
Call Us Today @ 704-541-2649 for a Free Consultation
or Request our Information Package @ mcmullenassociates@gmail.com